Protecting Consumers from Rogue Financial Promotions - The FCA’s Proposed New Rules

Introduction

New laws are being introduced to create a new regulatory gateway for FCA-authorised firms approving financial promotions.

The FCA have launched a consultation on new rules for the gateway, to ensure that firms approving financial promotions have the appropriate expertise and are held accountable for the promotions they sign off.

This short webinar will update participants on the FCA’s Consultation Paper on ‘Introducing A Gateway For Firms Who Approve Financial Promotions’, published in December 2022.

It is suitable for senior managers at FCA-authorised firms, compliance professionals and regulatory lawyers.

What You Will Learn

This webinar will cover the following:

• How the FCA will assess applicant firms
• The basis for the FCA granting or refusing applications
• Ongoing reporting requirements on successful applicant firms

This webinar was recorded on 28th March 2023