FCA Compliance & the Consumer Duty Landscape - Where Do We Go From Here?

Introduction

Against the backdrop of the FCA’s requirement for firms to evidence the right behaviours, the Consumer Duty has been established.

This new full day in-person seminar is aimed at FCA authorised firms and will walk you through the Consumer Duty landscape.

The seminar intends to prepare firms to approach the Consumer Duty with due skill and care and in good time, allowing senior managers to make appropriate arrangements that are bespoke to their own firms.

What You Will Learn

This course will cover the following:

• The purpose of the Consumer Duty
• What does It mean in practice?
• What are the FCA’s concerns?
• What resources we may need
• Your challenges as an authorised firm
• Next steps