Training & Competence - How to Meet the FCA’s Requirements

Introduction

The competence of staff has always been high on the regulator’s agenda and the introduction of the Senior Manager and Certification Regime and the new Consumer Duty have placed an even greater importance on effective training and competence (‘T&C’) arrangements.

A well designed and executed T&C framework will help you demonstrate to the regulator that your staff really are at the centre of your organisation and that you have effective processes in place for the measurement and management of individual competence and capability.

This webinar explores the constituent parts of an effective T&C framework through the lens of the regulator.

It is suitable for those individuals involved in the design, implementation, and oversight of T&C at FCA authorised firms.

What You Will Learn

This webinar will cover the following:

• The FCA’s approach to employee competence and capability
• The key component parts of an effective T&C framework
• The role of the line manager/supervisor
• The data required to demonstrate an effective approach to T&C

This webinar was recorded on 3rd May 2023