FCA Regulatory Round Up - How to Prepare for What's Next

Introduction

Keeping up with the FCA is no longer optional - it is a strategic advantage. From the evolving role of the Consumer Duty to the crackdown on underperforming firms, this live course brings you the insights that compliance professionals and senior managers cannot afford to miss.

'What's new?' in relation to the Financial Conduct Authority (‘FCA’) continues to be the key question asked throughout our industry.This new virtual classroom seminar will explore the latest regulatory developments, highlighting their current expectations of firms and senior managers.

The session is applicable to those interested in the regulatory horizon and for those who already have a good understanding of FCA compliance. It applies to companies operating out of the UK.

What You Will Learn

This live and interactive course will cover the following:

• Regulatory horizon update - what's new?
• Insights into the Consumer Duty - continued feedback and updated expectations
• Strategies on dealing with problem firms - the FCA’s approach
• Supporting vulnerable persons
• Senior Managers & Certification Regime (‘SM&CR’)
• Latest enforcement trends

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.