Exploring the Client Account Rules for Claims Management Companies

Introduction

This new virtual seminar provides a detailed look at the Financial Conduct Authority's rules on operating a client account within a claims management company.

It will provide a specific look at the CASS 13 Rules, which direct how a firm who holds client money should conduct itself in protecting that money. This includes where to keep the money and how to segregate it from the firm's own funds.

This live session explores the 'client money rules' and the 'client money distribution rules', as well as record keeping and bank reconciliations.

If you want to make sure your firm is complying with the FCA rules and protect the client money you are holding, then this session is for you.

What You Will Learn

This webinar will cover the following:

• The purposes of CASS 13 and how to comply with the rules
• How the rules apply to the claims management sector
• The ‘client money rules’
• Records, accounts and reconciliations
• The ‘client distribution rules’
• Appointing an appropriate auditor

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.