SRA & AML Visits - Make Sure You Receive a Clean Bill of Health

Introduction

Recent figures from the SRA Annual AML Report 24/25 confirm that almost a third of the law firms reviewed by the SRA, either by desk-based review or onsite inspection, were non-compliant! Only 13% were fully compliant with the remainder being partially compliant. These figures need to improve!

How hard is it be fully compliant? What do you need to have in place and what does your firm need to be doing to make it compliant? Are you ready to receive your email from the SRA to say you have been chosen for a desk-based review or onsite inspection?

No need to panic! There is a lot you can do to be prepared for an SRA visit and to come out of it with a fully compliant rating.

Expert speaker Jo Morris will guide you through the audit process, from the first contact with the SRA to ensuring that you have the correct documentation in place and your staff are following your policies and procedures.

What You Will Learn

This webinar will cover the following:

• Why have you been chosen for a visit?
• What happens after that initial contact?
• Which documents will the SRA ask you to produce?
• What will happen on the day of the review?
• What will happen after the visit?
• How to get your firm and your staff prepared to make this a smooth experience

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.