Quality Management for Auditors - Objectives, Risks & Responses

Introduction

This highly practical webinar is designed to look at the quality management requirements that must be followed by auditors and to consider the best way to meet these requirements. The focus will be on the most relevant responses that should be considered by an audit firm that auditors SMEs (not Public Interest Entities).

What You Will Learn

This webinar will cover the following:

• Objectives
• Quality management and quality control required - the current UK framework for auditors
• What is a quality management process - identifying, documenting and reporting the system
• Objectives - what do you hope to achieve from your audit work?
• Quality management risks
• How to identify and deal with risk area - with practical examples
• Feedback and comment from regulators such as the QAD
• How to best communicate and embed the key risks and the quality management processes that are appropriate
• Responding to identified risks
• Root cause analysis - how to perform effectively
• Summary of most common problem areas with feedback from regulators
• What type of action is possible and appropriate?
• Where next?
• How a quality management system must adapt and evolve - how requirements will change and how to manage this process

This pre-recorded webinar will be available to view from Tuesday 3rd November 2026

Alternatively, you can gain access to this webinar and 2,400+ others via the MBL Webinar Subscription. Please email webinarsubscription@mblseminars.com for more details.