Conveyancing Compliance Update

Introduction

‘Compliance’ can mean complacency for the busy conveyancer. Not because they do not care, but because they are too caught up in the day to day of the transaction. It is easy to forget compliance basics when agents and clients are calling.

This virtual classroom seminar will act as a refresher on the key compliance areas that conveyancers must consider on most files. It will contain practical examples and delegates will have the chance to ask questions.

What You Will Learn

This live and interactive course will cover the following:

• How to assess risk on a conveyancing transaction
• When to assess risk
• Steps to mitigate risk
• Being alert to fraud risk
• How and when should a Suspicious Activity Report be made?
• Key AML expectations
• Source of funds and wealth reminder

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.