COLP Update & Refresher - Sharpen Your Knowledge

Introduction

The role of a Compliance Officer for Legal Practice (COLP) carries not only significant responsibilities but also personal liability. Navigating this challenging position requires more than theoretical knowledge—it demands a practical, real-world understanding of how compliance issues play out within law firms.

Led by expert speaker Paul Bennett, this engaging, interactive seminar is designed to bring the role of the COLP to life through real-world case studies, enforcement examples, and collaborative discussion. Whether you are new to the role or an experienced COLP, you will benefit from exploring actual compliance challenges, recent SRA decisions, and evolving best practices.

During this seminar you will be encouraged to share experiences, discuss scenarios, and problem-solve in groups, making this a valuable opportunity for peer learning and reflection. It also provides key insights for anyone who supports the COLP function, including risk and compliance teams, practice managers, and legal support professionals.

What You Will Learn

This course will cover the following:

• How law firm culture impacts compliance - drawing the line between HR issues and COLP responsibilities
• Key takeaways from the latest SRA Guidance and Warning Notices, illustrated through real enforcement cases
• How to effectively use SRA materials for internal training and awareness
• Current trends in SRA enforcement - what recent actions tell us, and how to avoid becoming the next headline
• Strategic planning for the year ahead - what should be on every COLP’s compliance radar