COLP Conundrums - How to Mitigate Risk & Implement Policies

Introduction

The role of Compliance Officer for Legal Practice (COLP) inevitably requires the COLP to spot issues of risk and compliance and mitigate them as far as possible but how should that be done?

During this virtual classroom seminar Rebecca Atkinson, compliance expert and COLP at Howard Kennedy LLP, will share her invaluable insights and discuss best practice.

What You Will Learn

This live and interactive session will cover the following:

• A reminder of what the COLP role involves
• What areas of risk and compliance should the COLP focus on?
• Conducting a gap analysis
• Drawing up a plan of action
• Should the COLP go it alone?
• Can you ever eradicate risk? What is mitigation?
• Scenarios - discussion on risks found and possible mitigation techniques
• How to implement policies - methods for messaging, learning, and testing

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.