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Webinar New
29 July 2024

Cryptoasset Activities & the UK Regulatory Regime - The Latest Position

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Learn Live New
8 August 2024

Financial Institutions & Sanctions Investigations - A Best Practice Guide

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Learn Live New
9 August 2024

Suspicious Activity Reporting in the Financial Services Sector - The New NCA SAR Portal

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Webinar New
13 August 2024

Cryptocurrency Fraud & Litigation - Challenges & Future Developments

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Learn Live New
10 September 2024

Investment Funds - AIFMD Marketing in the EU for UK, US & Non-EU Sponsors

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Webinar New
17 September 2024

UK Long Term Asset Funds - What You Need to Know

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Webinar New
30 September 2024

Completing Fit & Proper Assessments - The Latest Update for FCA Authorised Firms under SMCR

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Webinar New
15 November 2024

Deciphering the New Draft De-Banking Rules - The Current Position

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Learn Live
15 July 2024

Secret Commissions - The Latest Case Law & Guidance for Financial Services

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Learn Live
19 July 2024

Digital Media & FCA Marketing Requirements - How to Ensure Compliance

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Learn Live
31 July 2024

Artificial Intelligence & Financial Services - The Developing Landscape in the UK & EU

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Learn Live
3 September 2024

DORA Explored - The Current Position for Financial Services

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Seminar
4 September 2024

DORA - Regulatory Expectations & Implementation Checks for Financial Services

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Learn Live
11 September 2024

CASS Compliance - Where Are We Now?

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Seminar
17 September 2024

Complaints to the FOS - A Best Practice Guide

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Learn Live
26 September 2024

Non-Financial Misconduct - Employment & Regulatory Considerations for FCA Regulated Firms

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Learn Live
26 September 2024

The New FCA Crypto Financial Promotion Rules - How to Ensure Compliance

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Learn Live
2 October 2024

Cryptocurrency Claims for Misrepresentation & Breach of Regulatory Duties

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Learn Live
8 October 2024

Maintaining the Senior Management & Certification Regime - What the FCA Expects

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Learn Live
22 October 2024

How to Effectively Handle Complaints to the Financial Ombudsman Service

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