Top Tips & Essential Skills for New Compliance Officers in Financial Services
Available to view from 9 Dec 2025
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Top Tips & Essential Skills for New Compliance Officers in Financial Services
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Introduction
The role of the compliance officer in financial services has become more demanding than ever. Are you stepping into a compliance role in financial services—or looking to boost your impact in a complex regulatory environment?
As regulators heighten scrutiny and expectations around governance, conduct, and culture, compliance professionals are expected to be proactive, commercially aware, and technically sound.
Whether newly appointed or simply looking to build confidence in your role, this webinar will provide practical, actionable tips to help you strengthen your impact and remain aligned with regulatory expectations.
Presented by compliance expert Mandy Hargun, this webinar will offer a fresh perspective on what makes a successful compliance officer in today’s market and will provide you with the tools and techniques needed to better monitor, report, and manage compliance risks more effectively. Mandy will also offer guidance on how you can improve your firm’s compliance culture and overall resilience.
What You Will Learn
This webinar will cover the following:
- Navigate current FCA priorities and thematic reviews
- Embedding the Consumer Duty and evidencing outcomes
- Anticipating and preparing for regulatory change
- Moving from ‘compliance cop’ to trusted business adviser
- How to effectively influence senior management and the board
- Building commercial awareness without compromising standards
- Designing a risk-based monitoring plan
- Apply effective testing and assurance techniques
- Craft impactful reporting that gets attention and drives change
- Supporting ethical decision-making across teams
- Role modelling compliance behaviours and foster a strong tone from the top
This pre-recorded webinar will be available to view from Tuesday 9th December 2025
Alternatively, you can gain access to this webinar and 1,800+ others via the MBL Webinar Subscription. Please email webinarsubscription@mblseminars.com for more details.
