The ABC of Due Diligence & KYC for FCA Regulated Firms

Introduction

At a time when many large well-known blue chip companies are incurring substantial fines for inadequate attention to money laundering, alarm is now spreading amongst the financial services sector. With increasing regulatory scrutiny and high-profile enforcement actions, commercial pressures dictate that businesses must be nimble and agile. However, how does one safeguard the commercial entity at the same time? This webinar will provide you with an overview of the area, together with an update in regard to how the FCA and other bodies view compliance.

This introductory webinar will both serve as a spotlight on current AML/KYC and as a beacon towards the expectations of regulators. You will gain a clearer understanding of due diligence requirements, enhanced due diligence (EDD), and how to identify and manage compliance risks effectively.

What You Will Learn

This webinar will cover the following:

• A recap on the current definition of AML
• What is due diligence?
• What is SDD and EDD?
• Ultimate Beneficial Owner
• Red flags
• Key lists/sanctions screening
• Politically exposed persons

This pre-recorded webinar will be available to view from Wednesday 3rd December 2025

Alternatively, you can gain access to this webinar and 1,800+ others via the MBL Webinar Subscription. Please email webinarsubscription@mblseminars.com for more details.