MiFID II - An Advanced Overview for UK Firms

Introduction

The international regulation of participants in the financial services industry has evolved over the last number of years. Since Brexit, the key issues for UK firms have been the same as for any other third-country firm - how can clients in EU member states be serviced and how can potential clients be approached and onboarded.

This webinar will recap the scope of MiFID and its interaction with other single market measures - for example, AIFMD, EMIR and CRD VI. It will be a refreshing overview of the requirements with some pragmatic tips and commentary on how the industry does and should deal with a regulatory landscape which is not entirely harmonised across the EU. The webinar will also touch on some of the practical difficulties with MiFID issues in terms of how they are approached and dealt with in practice.

This webinar is aimed at professionals and others involved in the provision of financial services in the non-retail market primarily.

What You Will Learn

This webinar will cover the following:

• A brief overview of the key MiFID conduct areas:
• Client categorisation
• Suitability/Appropriateness
• Structured deposits
• Market conduct
• Cross border activity and the limits on the ability of third-country firms to interact with EU clients/prospects
• Client documentation
• Article 2 & 3 exemptions
• Inducements
• Best execution and client order handling

This pre-recorded webinar will be available to view from Wednesday 1st April 2026

Alternatively, you can gain access to this webinar and 1,900+ others via the MBL Webinar Subscription. Please email webinarsubscription@mblseminars.com for more details.