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Holding & Protecting Client Money - An SRA Priority

Level
Intermediate: Requires some prior subject knowledge
CPD
1.25 hours
Group bookings
email us to discuss options for 2+ delegates
Holding & Protecting Client Money - An SRA Priority

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Introduction

Holding and protecting client money continues to be a risk priority for the Solicitors Regulation Authority.

This webinar is a discussion of regulatory duties and compliance risk management.

What You Will Learn

This webinar will cover the following:

  • The regulatory framework for client money protection
  • Regulatory expectations including individual responsibilities and the enhance expectations of law firm managers
  • The role of the COFA
  • Latest SRA guidance and future rule changes
  • Common misunderstandings and disciplinary consequences

This webinar was recorded on 4th September 2023

You can gain access to this webinar and 2,101 others via the MBL Webinar Subscription. Please email webinarsubscription@mblseminars.com for more details.

Holding & Protecting Client Money - An SRA Priority

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