FCA Regulatory Round Up - The Latest Updates

Introduction

“What's new?” in relation to the Financial Conduct Authority (‘FCA’) continues to be the key question asked throughout our industry. The FCA continues to develop its regulatory strategy, for example a ‘early and high growth’ oversight team is now in place and, of course, the Consumer Duty continues to make headlines.

This new virtual classroom seminar will explore the latest regulatory developments, highlighting their current expectations of firms and senior managers.

The session is applicable to those interested in the regulatory horizon and for those who already have a good understanding of FCA compliance. It applies to companies operating out of the UK.

What You Will Learn

This live and interactive course will cover the following:

• Regulatory horizon update - what's new?
• The Consumer Duty - continued feedback and updated expectations
• Dealing with problem firms - the FCA’s approach
• Supporting vulnerable persons
• Senior Managers & Certification Regime (‘SM&CR’)
• Enforcement updates

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.