AML for Law Firm MLROs - Beyond the Basics

Introduction

You know the content of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, as amended (AML Regulations), but how do you take it up a notch to ensure best level compliance?

Presented by compliance expert Rebecca Atkinson, this new virtual classroom seminar will consider more knotty issues of compliance and how best to tackle them.

What You Will Learn

This live and interactive session will cover the following:

• How do you get buy in and understanding of your practice wide risk assessment
• Are your people undertaking client and matter risk assessments?
• How best can you utilise technology in your onboarding processes?
• Should you have different onboarding processes for different types of work?
• What can you learn from the SRA's latest reviews and publications?
• Should you be file reviewing for compliance and how might that be done?
• The latest amendments to legislation and what is coming up
• Cannabis, Chinese money in breach of local rules, proliferation finance - what is the problem?

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.