2026 FCA Compliance & Regulation - 6 Essential Modules

Introduction

FCA compliance continues to evolve as the regulator shifts its priorities and understanding of risk within the industry and improves its use of technology. As the Financial Conduct Authority (FCA) evolve their regulatory toolkit, effective management policies and procedures are essential for regulated businesses.

It is not enough to view compliance as a ‘once and done’ activity, instead we need to keep up to date with all relevant regulatory changes.

Presented by financial services expert Robert Bell, this newly updated webinar series will look at the whole process of FCA regulation from start to finish, providing practical advice and advising you on recent changes and developments in this area to ensure you are in the best position.

What You Will Learn

This modular webinar series will cover the following:

• Module 1: The FCA
• Regulatory powers
• Supervisory processes
• Examples of regulatory actions
• Module 2: Senior Managers & Certification Regime
• Procedures required to comply with the regime
• Evidencing compliance with the duty of responsibility
• Fitness requirements and non-financial misconduct
• Module 3: Consumer Duty
• Purpose and background to the duty
• The Product Governance Framework
• Monitoring outcomes and reporting
• Board reports
• Module 4: Consumers
• Common rules for those offering retail services
• Conduct risk
• Supporting vulnerable customers
• Complaints handling
• Module 5: Anti-Money Laundering Compliance / Financial Crime
• FCA feedback in relation to firm-level-risk-assessments
• Key processes to comply
• Module 6: Data Protection
• Fundamentals of UK GDPR
• Data mapping and selecting the relevant basis for processing
• Security standards

This pre-recorded webinar will be available to view from Tuesday 7th April 2026

Alternatively, you can gain access to this webinar and 2,100+ others via the MBL Webinar Subscription. Please email webinarsubscription@mblseminars.com for more details.