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If you require a more detailed list of events within a specific practice area, location or date range please contact us at information@mblseminars.com and our bookings team will be happy to provide this for you.

Financial Services Training > (90 results)

Webinar/DVD
1.25 CPD Hours
Investment Management - A Guide for Financial Services - Webinar
Webinar/DVD
1.25 CPD Hours
Fintech - An Introductory Guide - Webinar
Seminar
3 CPD Hours
New
A Practical Guide to FCA Regulation for Employment Lawyers & HR Advisers
Webinar/DVD
1.25 CPD Hours
Banking Regulation - The Key Issues for the Year Ahead - Webinar
Learn Live
3 CPD Hours
New
Maintaining the Senior Management & Certification Regime - What the FCA Expects - Learn Live
Webinar/DVD
1.25 CPD Hours
FCA Compliance - The Rules & Regulations You Need to Know - Webinar
Learn Live
6 CPD Hours
New
FCA Compliance - New SMCR Conduct Rules for Senior Managers & Non Executive Directors - Learn Live
Learn Live
3 CPD Hours
New
FCA Compliance for Financial Services Staff - New SMCR Conduct Rules Explained - Learn Live
Webinar/DVD
1.25 CPD Hours
New SMCR Conduct Rules for Senior Managers & Non-Executive Directors - Know Your New Responsibilities - Webinar
Webinar/DVD
1.25 CPD Hours
New SMCR Conduct Rules for Financial Services Staff - Ensuring FCA Compliance - Webinar
Webinar/DVD
1 CPD Hours
The Impact of FSMA on Securities Offerings - Webinar
Seminar
3 CPD Hours
Regulatory Engagement Workshop - For FCA Authorised Firms
Learn Live
5 CPD Hours
Corporate Governance - What’s New? - Learn Live
Webinar/DVD
1.25 CPD Hours
AML for Support Staff - A One Hour Introduction with Trevor Hellawell - Webinar
Webinar/DVD
1 CPD Hours
An Introduction to Registering Charges at Companies House - Webinar
Seminar
5 CPD Hours
Evidencing Senior Managers' Responsibilities - A Guide for FCA Authorised Firms under SMCR
Webinar/DVD
1 CPD Hours
Completing Fit & Proper Assessments - A Guide for FCA Authorised Firms under SMCR - Webinar
Webinar/DVD
1 CPD Hours
How to Deal with FCA Investigations - An Introductory Guide - Webinar
Webinar/DVD
0.5 CPD Hours
Market Abuse & FCA Compliance - A Bite-Sized Update - Webinar
Seminar
6 CPD Hours
Leadership for Senior Managers - A Guide for FCA Authorised Firms under SMCR
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