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Introduction

On the 26th June 2017, under the Fourth Money Laundering Directive (4MLD), the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 came in to force. Changes were also made to the Proceeds of Crime Act (POCA).

Under the MLR 2017 and legislation it is a requirement by law to have a nominated money laundering reporting officer (MLRO) in the regulated sector. MLRO's and their deputies will need to ensure that all policies, procedures and internal controls have been updated to incorporate the changes and training has been provided for the staff.

This course is not for academics but is full of practical advice and real life scenarios.

Presented by the 'brilliant' and 'engaging' Jo Morris this course is essential if you are new to the role of MLRO or deputy or just wish to learn more about the role and the changes in regulation.

What You Will Learn

This course will cover the following:

  • The appointment of the MLRO
  • Job description - what does the role cover
  • The Money Laundering Regulations 2017:
    • Risk assessment requirements
    • Changes made to due diligence
    • Capturing of client information
    • Identifying the source of funds and wealth
    • The extended definition of a PEP
    • Beneficial owners
    • Record keeping
  • MLR2017 and Data Protection
  • Training - who, what, when and how
  • Reporting to the NCA - what to report and how to complete a SAR
  • Penalties for getting it wrong
  • Template documents - what records should you be keeping
  • The future - 5MLD

Quick Quiz - Test Your Knowledge: Money Laundering

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Seminar | 28.10.2019

Manchester | 10:00am - 4:30pm


The 3 ‘Rs’ - The Role, the Responsibilities & the Risks for MLROs

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Oct
28
2019
Manchester
10:00am - 4:30pm
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Seminar | 11.11.2019

Leeds | 10:00am - 4:30pm


The 3 ‘Rs’ - The Role, the Responsibilities & the Risks for MLROs

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Nov
11
2019
Leeds
10:00am - 4:30pm
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Seminar | 12.11.2019

Bristol | 10:00am - 4:30pm


The 3 ‘Rs’ - The Role, the Responsibilities & the Risks for MLROs

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Nov
12
2019
Bristol
10:00am - 4:30pm
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Seminar | 13.11.2019

Southampton | 10:00am - 4:30pm


The 3 ‘Rs’ - The Role, the Responsibilities & the Risks for MLROs

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Nov
13
2019
Southampton
10:00am - 4:30pm
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Seminar | 15.11.2019

Birmingham | 10:00am - 4:30pm


The 3 ‘Rs’ - The Role, the Responsibilities & the Risks for MLROs

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Nov
15
2019
Birmingham
10:00am - 4:30pm
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Seminar | 19.11.2019

Glasgow | 10:00am - 4:30pm


The 3 ‘Rs’ - The Role, the Responsibilities & the Risks for MLROs

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Nov
19
2019
Glasgow
10:00am - 4:30pm
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Seminar | 26.11.2019

London | 10:00am - 4:30pm


The 3 ‘Rs’ - The Role, the Responsibilities & the Risks for MLROs

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Nov
26
2019
London
10:00am - 4:30pm
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Seminar | 21.01.2020

Nottingham | 10:00am - 4:30pm


The 3 ‘Rs’ - The Role, the Responsibilities & the Risks for MLROs

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Jan
21
2020
Nottingham
10:00am - 4:30pm
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Seminar | 10.03.2020

Cambridge | 10:00am - 4:30pm


The 3 ‘Rs’ - The Role, the Responsibilities & the Risks for MLROs

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Mar
10
2020
Cambridge
10:00am - 4:30pm
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Seminar | 14.09.2020

Plymouth | 10:00am - 4:30pm


The 3 ‘Rs’ - The Role, the Responsibilities & the Risks for MLROs

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Sep
14
2020
Plymouth
10:00am - 4:30pm
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Prices (ex VAT)
Smart
Plan Information
£216
Season
Ticket Information
£240
Standard
£480
Group bookings
Discounts are available for multiple places and if you have 5 or more people interested in this course and would like to discuss holding it in your area or on an in-house basis then please email us at information@mblseminars.com
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