How to Prepare Your Accountancy Firm for An AML Inspection

Introduction

As a member of a regulated profession, it is your responsibility to make sure you are aware of and follow the rules of the Money Laundering Regulations. It is, however, your supervisor’s responsibility to check and enforce your compliance; achieved through a regime of AML inspections.

Aimed at owners and MLROs of accountancy and bookkeeping practices in the UK, this virtual classroom seminar will focus on what you can do to prepare yourself and your practice should you get notification of an inspection.

During this session expert speaker Lucy Brown will provide invaluable insights and useful hints and tips gained from her unique position as both a practitioner and a member of her supervisory body’s Advisory Council.

What You Will Learn

This live and interactive session will cover the following:

• Why are firms reviewed?
• Common review triggers
• What inspectors are looking for?
• What you can do to prepare
• The consequences of failing an inspection

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.