AML CDD & Reliance for Law Firms - Your Questions Answered

Introduction

More businesses are seeking to rely on your due diligence.

During this short webinar, Rebecca Atkinson, Risk and Compliance Director at Howard Kennedy will answer the following questions and more:

• What is reliance?
• Do you allow reliance?
• Do you rely on others?
• What are the dangers?

What You Will Learn

This webinar will cover the following:

• What the regulations say about reliance and what it really means
• Who may seek to rely on your due diligence and why?
• What the dangers are of allowing reliance or relying on others
• What alternatives to reliance are, and whether confirmation of due diligence or other checks and balances having be conducted is enough
• What policy line your firm may wish to adopt

This webinar was recorded on 8th September 2022