Search courses for ...
1 - 20 of 27 results
From:
Learn Live
New
9 August 2024
Suspicious Activity Reporting in the Financial Services Sector - The New NCA SAR Portal
Read More
Learn Live
New
10 September 2024
Investment Funds - AIFMD Marketing in the EU for UK, US & Non-EU Sponsors
Read More
Learn Live
New
26 September 2024
Cyber Security & Financial Services - An Introductory Guide
Read More
Learn Live
New
30 October 2024
Long Term Asset Funds - Key Legal & Regulatory Issues Explored
Read More
Learn Live
New
27 November 2024
Financial Institutions & Sanctions Investigations - A Best Practice Guide
Read More
Learn Live
31 July 2024
Artificial Intelligence & Financial Services - The Developing Landscape in the UK & EU
Read More
Learn Live
26 September 2024
Non-Financial Misconduct - Employment & Regulatory Considerations for FCA Regulated Firms
Read More
Learn Live
26 September 2024
The New FCA Crypto Financial Promotion Rules - How to Ensure Compliance
Read More
Learn Live
2 October 2024
Cryptocurrency Claims for Misrepresentation & Breach of Regulatory Duties
Read More
Learn Live
8 October 2024
Maintaining the Senior Management & Certification Regime - What the FCA Expects
Read More
Learn Live
18 October 2024
Secret Commissions - The Latest Case Law & Guidance for Financial Services
Read More
Learn Live
22 October 2024
How to Effectively Handle Complaints to the Financial Ombudsman Service
Read More
Learn Live
29 October 2024
Market Abuse & FCA Compliance - The Risks & Regulatory Framework
Read More
Learn Live
30 October 2024
Dealing with Vulnerable Customers Under the Consumer Duty - Live At Your Desk
Read More
Learn Live
4 November 2024