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Financial Services Seminars > (54 results)

If you require a more detailed list of events within a specific practice area, location or date range please contact us at information@mblseminars.com and our bookings team will be happy to provide this for you.

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Financial Services (54) Add Remove Basket

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Seminar
6 CPD Hours
New
Leadership for Senior Managers - A Guide for FCA Authorised Firms under SMCR
Seminar
3 CPD Hours
New
The New UK Stewardship Code & Stakeholder Engagement
Seminar
3 CPD Hours
New
An Introduction to Investment Funds - UCITS & More
Seminar
12 CPD Hours
New
The Fundamentals of the Senior Compliance Role - For FCA Authorised Firms
Seminar
6 CPD Hours
New
Vulnerable Customers - A Guide for FCA Authorised Firms
Seminar
6 CPD Hours
New
Preparing a Robust FCA Application for Authorisation - A Guide to Best Practice
Seminar
6 CPD Hours
New
Third Party Due Diligence - What the FCA Expects
Seminar
6 CPD Hours
New
Whistleblowing in Financial Services - What the FCA Expects
Seminar
6 CPD Hours
New
Managing Conflicts of Interest for FCA Authorised Firms - A Practical Guide
Seminar
3 CPD Hours
New
New Laws on Unexplained Wealth - UWOs, Civil Recovery & Cash Forfeiture
Seminar
6 CPD Hours
New
Handling Client Assets & Money in Financial Services & Investment Firms - The FCA Zero Tolerance Rules
Seminar
3 CPD Hours
New
An Introduction to Group Litigation Orders in Financial Services Claims
Seminar
6 CPD Hours
New
Demonstrating a Positive Culture for SMCR
Seminar
3 CPD Hours
New
An Introduction to the Regulation of Mortgages & Secured Lending - Unravelling the FSMA
Seminar
6 CPD Hours
New
Internal Audits - Best Practice for Quality Assurance & Reporting
Seminar
3 CPD Hours
New
FCA Compliance for Financial Services Staff - New Conduct Rules Explained
Seminar
6 CPD Hours
New
FCA Compliance - New Conduct Rules for Senior Managers & Non Executive Directors
Seminar
6 CPD Hours
Inside a Hedge Fund - Who, What & How?
Seminar
6 CPD Hours
Fintech - A Practical Introduction
Seminar
6 CPD Hours
Understanding Derivatives - A 1 Day Bootcamp
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