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Financial Services Seminars > (38 results)

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Seminar
6 CPD Hours
New
Operational Resilience for FCA Authorised Firms - How to Achieve the Right Outcomes
Seminar
3 CPD Hours
New
Key Investor Information Documents - Back to Basics for FCA Regulation
Seminar
6 CPD Hours
New
How to Manage Risk - A Strategic Approach for In-House Lawyers
Seminar
6 CPD Hours
New
Post-SMCR - Joining the Dots
Seminar
6 CPD Hours
New
Under the Spotlight - A Guide to Market Abuse Regulation
Seminar
3 CPD Hours
New
Delegated Authorities in the Insurance Market - Conduct Risk Issues Explained
Seminar
6 CPD Hours
Conduct of Business Rules - A Guide for Financial Services Professionals
Seminar
3 CPD Hours
Drafting & Negotiating Cloud Contracts - An Introduction
Seminar
3 CPD Hours
How to Engage with Regulators Successfully - A Workshop
Seminar
5 CPD Hours
Evidencing Senior Managers' Responsibilities - A Guide for FCA Authorised Firms under SMCR
Seminar
6 CPD Hours
Leadership for Senior Managers - A Guide for FCA Authorised Firms under SMCR
Seminar
12 CPD Hours
The Fundamentals of the Senior Compliance Role - For FCA Authorised Firms
Seminar
6 CPD Hours
Vulnerable Customers - A Guide for FCA Authorised Firms
Seminar
6 CPD Hours
Third Party Due Diligence - What the FCA Expects
Seminar
6 CPD Hours
Managing Conflicts of Interest for FCA Authorised Firms - A Practical Guide
Seminar
3 CPD Hours
An Introduction to the Regulation of Mortgages & Secured Lending - Unravelling the FSMA
Seminar
6 CPD Hours
FCA Compliance - New SMCR Conduct Rules for Senior Managers & Non Executive Directors
Seminar
6 CPD Hours
An Introduction to Financial Product Mis-Selling Claims
Seminar
6 CPD Hours
Training for Success - A Guide to Training & Competence for FCA Regulated Firms
Seminar
6 CPD Hours
Making Sense of Commercial Contracts - A Guide for Business
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