1

Financial Services Seminars > (56 results)

If you require a more detailed list of events within a specific practice area, location or date range please contact us at information@mblseminars.com and our bookings team will be happy to provide this for you.

Refine search

Refine search

Type
(filtered)

Seminar (56)

Practice area
(filtered)

Financial Services (56) Add Remove Basket

Location

Date

Seminar
12 CPD Hours
New
The Fundamentals of the Senior Compliance Role - For FCA Authorised Firms
Seminar
6 CPD Hours
New
Vulnerable Customers - A Guide for FCA Authorised Firms
Seminar
6 CPD Hours
New
Preparing a Robust FCA Application for Authorisation - A Guide to Best Practice
Seminar
6 CPD Hours
New
Third Party Due Diligence - What the FCA Expects
Seminar
6 CPD Hours
New
Whistleblowing in Financial Services - What the FCA Expects
Seminar
6 CPD Hours
New
Managing Conflicts of Interest for FCA Authorised Firms - A Practical Guide
Seminar
6 CPD Hours
New
MiFIR Transaction Reporting - The Ins & Outs
Seminar
3 CPD Hours
New
New Laws on Unexplained Wealth - UWOs, Civil Recovery & Cash Forfeiture
Seminar
6 CPD Hours
New
Handling Client Assets & Money in Financial Services & Investment Firms - The FCA Zero Tolerance Rules
Seminar
6 CPD Hours
New
Handling Client Assets & Money in Insurance Intermediaries - A Guide to Compliance
Seminar
6 CPD Hours
New
An Introduction to the FCA Authorisation Regime
Seminar
3 CPD Hours
New
An Introduction to Group Litigation Orders in Financial Services Claims
Seminar
6 CPD Hours
New
Demonstrating a Positive Culture - Learn What the FCA Expects in Authorised & Regulated Firms
Seminar
3 CPD Hours
New
An Introduction to the Regulation of Mortgages & Secured Lending - Unravelling the FSMA
Seminar
3 CPD Hours
New
Tax Offences & the New Corporate Facilitation Offence
Seminar
6 CPD Hours
New
Bond Repurchase Agreements (Repos) - An Introductory Insight
Seminar
6 CPD Hours
New
International Payments - Market Trends & More
Seminar
6 CPD Hours
New
Internal Audits - Best Practice for Quality Assurance & Reporting
Seminar
3 CPD Hours
New
FCA Compliance for Financial Services Staff - New Conduct Rules Explained
Seminar
6 CPD Hours
New
FCA Compliance - New Conduct Rules for Senior Managers & Non Executive Directors
1 2 3
1 2 3