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Compliance & Regulatory Seminars > (75 results)

If you require a more detailed list of events within a specific practice area, location or date range please contact us at information@mblseminars.com and our bookings team will be happy to provide this for you.

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Seminar
12 CPD Hours
New
The Fundamentals of the Senior Compliance Role - For FCA Authorised Firms
Seminar
6 CPD Hours
New
Vulnerable Customers - A Guide for FCA Authorised Firms
Seminar
6 CPD Hours
New
Preparing a Robust FCA Application for Authorisation - A Guide to Best Practice
Seminar
6 CPD Hours
New
Third Party Due Diligence - What the FCA Expects
Seminar
6 CPD Hours
New
Whistleblowing in Financial Services - What the FCA Expects
Seminar
6 CPD Hours
New
Managing Conflicts of Interest for FCA Authorised Firms - A Practical Guide
Seminar
3 CPD Hours
New
New Laws on Unexplained Wealth - UWOs, Civil Recovery & Cash Forfeiture
Seminar
6 CPD Hours
New
How to Make More Profit & Build Stronger Cash Flow - A Financial Masterclass for Law Firms
Seminar
3 CPD Hours
New
Data Protection Regulation - A Year On
Seminar
3 CPD Hours
New
Identifying & Managing the Risk of Online Fraud
Seminar
3 CPD Hours
New
AML - The Essential Compliance Update
Seminar
6 CPD Hours
New
Training for Success - A Guide to Training & Competence for FCA Regulated Firms
Seminar
6 CPD Hours
New
FCA Compliance for Supervisors - Training & Competence
Seminar
3 CPD Hours
New
Solicitors’ Undertakings - Who, What & How?
Seminar
3 CPD Hours
New
Client Care Letters - Key Requirements for Compliance
Seminar
6 CPD Hours
New
Claims Management Companies - Being Authorised by the FCA
Seminar
3 CPD Hours
New
SRA Renewals 2019 - Serious Breach, Practising Conditions & More
Seminar
6 CPD Hours
New
Effective File Reviews - A Guide for COLPs
Seminar
6 CPD Hours
SRA Regulation & Professional Conduct - Current Issues & Risks
Seminar
6 CPD Hours
Data Protection & the GDPR - What Law Firms Need to Know
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