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AML Client & Matter Risk Assessments - What Are They & How to Get Them Right

AML Client & Matter Risk Assessments - What Are They & How to Get Them Right

Available to view on demand

With a SmartPlan £99

With a Season Ticket £198

Standard price £396

All prices exclude VAT
Level
Update: Requires no prior subject knowledge
CPD
1.25 hours
Viewership
Access for entire organisation

Introduction

Under regulation 18 of the MLR 2017, it a legal requirement that you must conduct three risk assessments within your business.

A lot of emphasis is placed on the firm-wide risk assessment, but you must also ensure that client and matter risk assessments are undertaken and kept up to date.

This webinar will show you how.

What You Will Learn

This webinar will cover the following:

  • What needs to be considered when putting together a client and matter risk assessment - client, location, PEP, source of wealth and source of funds
  • Templates?
  • What does the relevant guidance say?
  • Relevant questions to ask to determine risk - not just a tick box exercise
  • Difference between a person and entity client and matter risk assessment
  • Ongoing monitoring of risk
  • Additional information that may be included on these risk assessments

This webinar was recorded on 5th September 2023

Preview