1
Type Speaker CPD Hours Level
Webinar
& DVD
1.25 IntroductionInformation

Introduction

Compliance in financial services is continuously evolving with a range of regulatory initiatives appearing each year.

The financial crash is still having a profound impact on compliance with the FCA, UK Government and European Union still producing measures to ensure the soundness of the market and the fair treatment of customers. As a compliance professional you must ensure that you are fully versed with recent and upcoming changes.

This introductory level webinar is designed to provide an update on the regulatory horizon so that you are fully up to speed and protected against action from the powerful and pro-active financial regulators.

What You Will Learn

This webinar will cover the following:

  • Introduction to the FCA and FSMA
  • PRIN / TCF
  • SYSC
  • DISP
  • SM&CR
  • FCA Business Plan - the regulator's priorities over this year

New: Enjoy unlimited 24/7 access to over 776 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

Book now

Added to basket

Webinar/DVD | On Demand

Individual Licence | 1hr


FCA Compliance - The Rules & Regulations You Need to Know

Checkout
Continue Shopping
ON DEMAND
1hr

Added to basket

Webinar/DVD | On Demand

Unlimited Viewers | 1hr


FCA Compliance - The Rules & Regulations You Need to Know

Checkout
Continue Shopping
Unlimited viewers
at your organisation

Added to basket

Webinar/DVD | DVD

Individual Licence | 1hr


FCA Compliance - The Rules & Regulations You Need to Know

Checkout
Continue Shopping
DVD
1hr

Added to basket

Webinar/DVD | DVD

Unlimited Viewers | 1hr


FCA Compliance - The Rules & Regulations You Need to Know

Checkout
Continue Shopping
Unlimited viewers
at your organisation
Prices (ex VAT)
Smart
Plan Information
Season
Ticket Information
Standard
Unlimited User Licence
£62.50
£125
£250
DVDs are subject to shipping & handling costs of £5 + VAT per DVD
New: Enjoy unlimited 24/7 access to over 776 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

Related Events