1
Type
Speaker
CPD Hours Level
Seminar 6 IntermediateInformation

Introduction

The FCA's latest survey showed that 50% of adults in the UK show indicators of potential vulnerability. Its new Guidance Consultation states that there is 'there is still room for improvement' and that 'some firms are clearly failing to consider the needs of vulnerable consumers'. This one day course will help you to understand how your firm should be considering vulnerability on a practical level to reduce the potential for consumer harm. It is aimed at those with responsibility for the firm’s compliance framework and staff training.

It will explore the FCA’s expectations and requirements in relation to vulnerable customers and will include practical examples of the treatment of vulnerable customers within the financial services sector.

What You Will Learn

This course will cover the following:

  • The definition of a vulnerable customer
  • How to identify different types of vulnerability
  • How to identify and manage trigger factors
  • Good and poor practice in managing vulnerability
  • How to deal with sensitive data
  • What to consider when training staff
  • How to apply incentives for staff
  • The challenges in assisting vulnerable customers

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Seminar | 04.02.2020

Manchester | 9:30am - 5:15pm


Vulnerable Customers - A Guide for FCA Authorised Firms

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Feb
4
2020
Manchester
9:30am - 5:15pm
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Seminar | 13.02.2020

Glasgow | 9:30am - 5:15pm


Vulnerable Customers - A Guide for FCA Authorised Firms

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Feb
13
2020
Glasgow
9:30am - 5:15pm
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Seminar | 11.03.2020

London | 9:30am - 5:15pm


Vulnerable Customers - A Guide for FCA Authorised Firms

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Mar
11
2020
London
9:30am - 5:15pm
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Prices (ex VAT)
Smart
Plan Information
£216
Season
Ticket Information
£240
Standard
£480
Group bookings
Discounts are available for multiple places and if you have 5 or more people interested in this course and would like to discuss holding it in your area or on an in-house basis then please email us at information@mblseminars.com
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