1
Type Speaker CPD Hours Level
Webinar
1.25 UpdateInformation
Accreditation Information
SRA Competency D

Introduction

The FCA recently vowed to become more assertive and to test the limits of their powers.

This new webinar will provide an update on recent developments in areas which are under increasing scrutiny by the FCA and is suitable for senior managers at FCA-authorised firms, compliance officers and financial services lawyers.

What You Will Learn

This webinar will cover the following:

  • Business Plan 2021/22
    • Customer Markets Priorities
  • Appointed Representatives Regime - Problems & proposals
  • Diversity & Inclusion
    • Discussion Paper on Diversity & Inclusion in the Financial Sector, July 2021
    • Hybrid working
  • Non-Financial Misconduct
    • Final Notice re: Jon Frensham, Sept 2021

This pre-recorded webinar will be streamed at 12:30pm on Friday 10th December 2021 and will remain available to view by delegates who have registered by then for 90 days.

New: Enjoy unlimited 24/7 access to over 1272 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details..

Book now Information

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Webinar | 10.12.2021

Unlimited Viewers | 1hr


Under the Spotlight - Recent Developments in FCA Compliance

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Dec
10
2021
1hr
Unlimited viewers
at your organisation
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Unlimited User Licence
£62.50
£125
£250
New: Enjoy unlimited 24/7 access to over 1272 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

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