Under the Spotlight - Recent Developments in FCA Compliance
| Type | Speaker | CPD Hours | Level |
|---|---|---|---|
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Webinar
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1.25 |
Update
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Course Outline
Introduction
The FCA recently vowed to become more assertive and to test the limits of their powers.
This new webinar will provide an update on recent developments in areas which are under increasing scrutiny by the FCA and is suitable for senior managers at FCA-authorised firms, compliance officers and financial services lawyers.
What You Will Learn
This webinar will cover the following:
- Business Plan 2021/22
- Customer Markets Priorities
- Appointed Representatives Regime - Problems & proposals
- Diversity & Inclusion
- Discussion Paper on Diversity & Inclusion in the Financial Sector, July 2021
- Hybrid working
- Non-Financial Misconduct
- Final Notice re: Jon Frensham, Sept 2021
This webinar was recorded on 30th November 2021
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Under the Spotlight - Recent Developments in FCA Compliance
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