1
Type
Speaker
CPD Hours Level
Seminar 6 IntermediateInformation

Introduction

No doubt your firm spent a great deal of time and effort preparing for the SMCR implementation last December.

There is a danger in thinking that post 9 December it is ‘business as usual’ - however, this is only the start of SMCR.

This new full day seminar will be relevant to firms that want to be switched on to what lies ahead after SMCR implementation. Evidencing compliance with the new requirements is heading in a new direction.

It will help you to define your new framework and to fully understand what lies behind SMCR as a new era of regulation.

What You Will Learn

This course will cover the following:

  • The landscape of financial services post-SMCR
  • How the financial services environment is changing
  • Doing away with a ‘tick-box’ exercise
  • Implementing your future compliance framework
  • Encouraging the right behaviours
  • How to involve HR
  • Examining best business practice

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Seminar | 25.03.2020

London | 9:30am - 5:15pm


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Mar
25
2020
London
9:30am - 5:15pm
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Seminar | 06.07.2020

Leeds | 9:30am - 5:15pm


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Jul
6
2020
Leeds
9:30am - 5:15pm
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Seminar | 01.10.2020

Birmingham | 9:30am - 5:15pm


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Oct
1
2020
Birmingham
9:30am - 5:15pm
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Seminar | 05.10.2020

Manchester | 9:30am - 5:15pm


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Oct
5
2020
Manchester
9:30am - 5:15pm
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Prices (ex VAT)
Smart
Plan Information
£243
Season
Ticket Information
£270
Standard
£540
Group bookings
Discounts are available for multiple places and if you have 5 or more people interested in this course and would like to discuss holding it in your area or on an in-house basis then please email us at information@mblseminars.com
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