1
Type
Speaker
CPD Hours Level
Seminar 3 IntroductionInformation
Accreditation Information
SRA Competency B

Introduction

This introductory level half day course navigates you through the legal and regulatory minefield around peer-to-peer lending platforms.

First, we explore the business models used and products offered by peer-to-peer platforms. Next, we take a close look at the FCA's new and existing rules and regulations for this sector. We finish with practical structuring advice.

If you want to set up a peer-to-peer lending platform, are an institutional investor looking to invest in or on a platform, or advise platforms on legal and regulatory issues, this course is for you.

What You Will Learn

This course will cover the following:

  • What peer-to-peer lending is, and how it differs to crowdfunding
  • Common business models and products found in the peer-to-peer sector
  • Article 36H of the Regulated Activities Order in detail
  • Regulatory authorisation for platforms and what's involved
  • The new rules in effect from December 2019 - the FCA's Policy Statement PS19/14
  • The essentials of the financial promotions regime
  • How to get started with platform terms and conditions

Book now

Future dates are coming soon.
Please let us know if you wish to be notified.
Prices (ex VAT)
Smart
Plan Information
£121.5
Season
Ticket Information
£135
Standard
£270
Group bookings
Discounts are available for multiple places and if you have 5 or more people interested in this course and would like to discuss holding it in your area or on an in-house basis then please email us at information@mblseminars.com
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