1
Type Speaker CPD Hours Level
Webinar
& DVD
1.25 AdvancedInformation

Introduction

New FCA Conduct Rules come into force for all FCA-authorised firms in December 2019 which will make virtually all staff more accountable for their actions and set minimum standards of personal behaviour.

Firms must train their staff on the Individual Conduct Rules and, additionally, they must train their senior managers and non-executive directors on the Senior Manager Conduct Rules.

This webinar is suitable for senior managers and non-executive directors at FCA authorised firms.

You will learn about this important part of the Senior Managers & Certification Regime and about the FCA’s heightened expectations of senior managers and non-executive directors.

What You Will Learn

This webinar will:

  • Examine each of the new Senior Manager Conduct Rules in detail
  • Illustrate the new rules through recent FCA disciplinary proceedings
  • Explain how the FCA will determine whether a senior manager is responsible for a business area and whether they have taken ‘reasonable steps’

New: Enjoy unlimited 24/7 access to over 785 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

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New SMCR Conduct Rules for Senior Managers & Non-Executive Directors - Be Ready for December

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New SMCR Conduct Rules for Senior Managers & Non-Executive Directors - Be Ready for December

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at your organisation
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Season
Ticket Information
Standard
Unlimited licence
£62.50
£125
£250
DVDs are subject to shipping & handling costs of £5 + VAT per DVD
New: Enjoy unlimited 24/7 access to over 785 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

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