1
Type Speaker CPD Hours Level
Webinar
& DVD
1.25 AdvancedInformation

Introduction

New FCA Conduct Rules come into force for all FCA-authorised firms in December 2019 which will make virtually all staff more accountable for their actions and set minimum standards of personal behaviour.

Firms must train their staff on the Individual Conduct Rules and, additionally, they must train their senior managers and non-executive directors on the Senior Manager Conduct Rules.

This webinar is suitable for senior managers and non-executive directors at FCA authorised firms.

You will learn about this important part of the Senior Managers & Certification Regime and about the FCA’s heightened expectations of senior managers and non-executive directors.

What You Will Learn

This webinar will:

  • Examine each of the new Senior Manager Conduct Rules in detail
  • Illustrate the new rules through recent FCA disciplinary proceedings
  • Explain how the FCA will determine whether a senior manager is responsible for a business area and whether they have taken ‘reasonable steps’

This pre-recorded webinar will be streamed at 12:30pm on Friday 15th November 2019 and will remain available to view by delegates who have registered by then for 90 days.

New: Enjoy unlimited 24/7 access to over 779 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

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Webinar/DVD | 15.11.2019

Individual Licence | 1hr


New Conduct Rules for Senior Managers & Non-Executive Directors - Be Ready for December

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Nov
15
2019
1hr

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Webinar/DVD | 15.11.2019

Unlimited Viewers | 1hr


New Conduct Rules for Senior Managers & Non-Executive Directors - Be Ready for December

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Unlimited viewers
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Added to basket

Webinar/DVD | DVD

Individual Licence | 1hr


New Conduct Rules for Senior Managers & Non-Executive Directors - Be Ready for December

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Continue Shopping
DVD
1hr

Added to basket

Webinar/DVD | DVD

Unlimited Viewers | 1hr


New Conduct Rules for Senior Managers & Non-Executive Directors - Be Ready for December

Checkout
Continue Shopping
Unlimited viewers
at your organisation
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Ticket Information
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£62.50
£125
£250
DVDs are subject to shipping & handling costs of £5 + VAT per DVD
New: Enjoy unlimited 24/7 access to over 779 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

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