1
Type CPD Hours Level
Learn Live 1.5 IntermediateInformation
SRA Competency B D

Introduction

The market abuse regime continues to be an area of great focus for the regulators and financial services firms.

This virtual classroom session will cover the definition of inside information and the regulatory expectations for compliance controls and procedures to prevent market abuse.

What You Will Learn

This live and interactive session will cover the following:

  • The elements of the definition of 'inside information' and the scope of the financial instruments covered by insider dealing prohibitions
  • Case studies involving different scenarios and sources of inside information, including wall-crossings, use of experts, interactions with other firms and investors and use of alternative data
  • Regulatory expectations of internal controls to identify inside information and manage the risks of market abuse.

Book now

Future dates are coming soon.
Please let us know if you wish to be notified.
Prices (ex VAT)
Smart
Plan Information
£121.5
Season
Ticket Information
£135
Standard
£270
Group bookings
Discounts are available for multiple places. If you have 5 or more people interested in participating in this virtual learning session please email us at group@mblseminars.com for more information.

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