1
Type
Speaker
CPD Hours Level
Learn Live 1.5 IntermediateInformation
SRA Competency B D

Introduction

The market abuse regime continues to be an area of great focus for the regulators and financial services firms.

This virtual classroom session will cover the definition of inside information and the regulatory expectations for compliance controls and procedures to prevent market abuse.

What You Will Learn

This live and interactive session will cover the following:

  • The elements of the definition of 'inside information' and the scope of the financial instruments covered by insider dealing prohibitions
  • Case studies involving different scenarios and sources of inside information, including wall-crossings, use of experts, interactions with other firms and investors and use of alternative data
  • Regulatory expectations of internal controls to identify inside information and manage the risks of market abuse.

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.

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Learn Live | 13.09.2022

N/A | 12:00pm - 1:30pm


Market Abuse - Identifying & Controlling Inside Information

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Sep
13
2022
 
12:00pm - 1:30pm

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£121.50
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£270
Group bookings
Discounts are available for multiple places. If you have 5 or more people interested in participating in this virtual learning session please email us at group@mblseminars.com for more information.

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