Managing Compliance Risk - A Framework for Small & Mid-Size Law Firms

Introduction

The volume and complexity of regulation imposed on law firms extends far beyond basic SRA requirements and now impacts every aspect of a law firms' business and operations. Failure to comply with these regulatory requirements carries increasingly high risks for law firms and their people.

Whilst regulatory compliance can be difficult to manage, particularly for small and mid-size law firms with resource constraints, it is essential if you are to ensure business and regulatory resilience.

Ideal for compliance officers, lawyers and managers, this virtual classroom seminar will provide you with practical guidance, and a framework within which to operate when planning, implementing and managing compliance risk.

What You Will Learn

This live and interactive session will cover the following:

• Changing internal cultures and mindsets to make management of compliance effective
• How to identify and assess priority compliance risks in order to focus effort and resources
• Methods to control, monitor and review compliance outcomes to prevent, reduce or mitigate future compliance failures
• Understanding and managing the inter-connectivity impact of compliance failures
• How to resource the management of compliance in the most cost-effective way
• Using technology to systemise a firm's compliance management
• Planning how to recover from a failure to adequately manage compliance risks

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.