Type Speaker CPD Hours Level
3 IntroductionInformation
Accreditation Information
SRA Competency B


All financial advisers and lawyers working in the M&A and capital markets sectors must know the continuing obligations and rules on market abuse which apply to companies with securities listed on the Main Market of the London Stock Exchange.

This new live broadcast session will alert delegates to ongoing disclosure and shareholder approval requirements.

No prior knowledge of the continuing obligations and market abuse regimes is required.

What You Will Learn

This live and interactive session will cover the following:

  • The regulatory framework and the impact of Brexit
  • The Listing Rules
    • Listing Principles and Premium Listing Principles
    • Controlling shareholders
    • Class transactions
    • Related party transactions
    • Corporate governance
    • UK Corporate Governance Code
  • The Market Abuse Regime
    • Identifying inside information
    • Disclosure of inside information
    • Insider lists
    • Share dealings by persons discharging managerial responsibilities
    • Market soundings
    • ESMA consultation on the Market Abuse Regulation

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.

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Learn Live | 12.11.2020

N/A | 10:00am - 1:00pm

Listing in the UK - An Introduction to Continuing Obligations & the Market Abuse Regime

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10:00am - 1:00pm

Prices (ex VAT)
Plan Information
Ticket Information
Individual licence
Group bookings
Discounts are available for multiple places. If you have 5 or more people interested in participating in this virtual learning session please email us at information@mblseminars.com for more information.

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