1
Type CPD Hours Level
Seminar 3 IntroductionInformation
Accreditation Information
SRA Competency B

Introduction

Given that disclosure to retail investors is a hot topic of the FCA, this new course is aimed at ensuring that your staff have an up to date understanding of the ins and outs of this vital investor document.

The course goes back to basics and is aimed at those with little or no previous knowledge of KIIDs. A detailed look will be taken at the form and content of the document and you will gain some practical experience of dealing with them as we run through some sample KIIDs.

You will come away with an understanding of the liability and ongoing obligations associated with KIIDs. In addition, we will look at what is in store for this document in the future.

What You Will Learn

This course will cover the following:

  • What is a KIID?
    • A general overview of the Key Investor Information Document
  • Legal Basis for a KIID
    • Background to the UCITS IV reforms
  • Form and Content of a KIID
    • Investment objectives and policy
    • Risk reward profile
    • Charges
    • Past performance
    • Practical information
  • Practical Exercise Involving a Sample KIID
  • Ongoing Obligations
    • Revising and filing requirements of the KIID
    • Liability for the KIID
    • Method of providing the KIID and timing
    • Existing investors
  • Going Forward
    • What does the PRIIPS regulation mean for the UCITS KIID?

Book now

Future dates are coming soon.
Please let us know if you wish to be notified.
Prices (ex VAT)
Smart
Plan Information
£121.5
Season
Ticket Information
£135
Standard
£270
Group bookings
Discounts are available for multiple places and if you have 5 or more people interested in this course and would like to discuss holding it in your area or on an in-house basis then please email us at information@mblseminars.com
Can’t Make the Date?

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