1
Type Speaker CPD Hours Level
Webinar
& DVD
1.25 IntermediateInformation
Accreditation Information
SRA Competency B

Introduction

The UK's regulatory framework for investment funds and those who market, operate, manage and advise them is complex. Regardless of where in the world a fund and its management are, and the type of investor the fund is targeting, UK regulation may have an impact. It is immaterial whether the fund invests in financial instruments, real estate or any other property or commodity.

It is critical to assess this impact as part of the overall planning of the fund's constitution and location.

This webinar is aimed at anyone involved in setting up a fund or providing services to it, whether as professional advisers, financiers , insurers or other specialists.

What You Will Learn

This webinar will cover the following:

  • Definitions of ‘collective investment scheme’ and ‘alternative investment fund’, factors relevant to determining how to characterise a fund and potential exemptions from the definition
  • Consequences of fund categorisation for the fund and its manager or operator
  • Regulatory requirements on those providing services to the fund, jurisdictional impact and exemptions and exclusions
  • Regulatory requirements, restrictions and exemptions on marketing a fund

This pre-recorded webinar will be streamed at 12:30pm on Tuesday 19th November 2019 and will remain available to view by delegates who have registered by then for 90 days.

New: Enjoy unlimited 24/7 access to over 749 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

Book now

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Webinar/DVD | 19.11.2019

Individual Licence | 1hr


Investment Funds - Categorisation, Marketing & Regulated Activities

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Nov
19
2019
1hr

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Webinar/DVD | 19.11.2019

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Investment Funds - Categorisation, Marketing & Regulated Activities

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Added to basket

Webinar/DVD | DVD

Individual Licence | 1hr


Investment Funds - Categorisation, Marketing & Regulated Activities

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Continue Shopping
DVD
1hr

Added to basket

Webinar/DVD | DVD

Unlimited Viewers | 1hr


Investment Funds - Categorisation, Marketing & Regulated Activities

Checkout
Continue Shopping
Unlimited viewers
at your organisation
Prices (ex VAT)
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Plan Information
Season
Ticket Information
Standard
£62.50
£125
£250
DVDs are subject to shipping & handling costs of £5 + VAT per DVD
New: Enjoy unlimited 24/7 access to over 749 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

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