Type CPD Hours Level
Seminar 5 IntroductionInformation
SRA Competency B D


Join Charles Marquand of 4 Stone Buildings who will explore the key elements within financial services law for lawyers in company and commercial departments.

What You Will Learn

This seminar will cover the following:

  • Alternative Investment Funds
    • What is an ‘alternative investment fund’?
    • What is not an ‘alternative investment fund’ and how to avoid being one
    • Regulation of alternative investment funds
    • Marketing of alternative investments in the UK
  • Financial Promotions
    • What is a financial promotion?
    • What is not a financial promotion
    • Exemptions from the financial promotion restriction
    • Forthcoming changes to the financial promotion regime
  • Regulation of Crypto-currencies
    • What is crypto-currency?
    • Differing kinds of crypto-currency
    • How is crypto-currency brought into being and how is it held
    • Legal treatment of crypto-currency
    • Regulatory treatment of crypto-currency
  • Consumer Credit & Mortgages for Unregulated Firms
    • What is credit?
    • What is a financial accommodation?
    • What is not credit
    • Exemptions for business lending
    • What is a regulated mortgage?
    • Exemptions

Book now

Future dates are coming soon.
Please let us know if you wish to be notified.
Prices (ex VAT)
Plan Information
Ticket Information
Group bookings
Discounts are available for multiple places and if you have 5 or more people interested in this course and would like to discuss holding it in your area or on an in-house basis then please email us at group@mblseminars.com
Can’t Make the Date?

Please let us know if you wish to be notified when new dates are added for this programme

Related Events