CPD Hours Level
Seminar 5 IntroductionInformation
SRA Competency B D


Join Charles Marquand of 4 Stone Buildings who will explore the key elements within financial services law for lawyers in company and commercial departments.

What You Will Learn

This seminar will cover the following:

  • Alternative Investment Funds
    • What is an ‘alternative investment fund’?
    • What is not an ‘alternative investment fund’ and how to avoid being one
    • Regulation of alternative investment funds
    • Marketing of alternative investments in the UK
  • Financial Promotions
    • What is a financial promotion?
    • What is not a financial promotion
    • Exemptions from the financial promotion restriction
    • Forthcoming changes to the financial promotion regime
  • Regulation of Crypto-currencies
    • What is crypto-currency?
    • Differing kinds of crypto-currency
    • How is crypto-currency brought into being and how is it held
    • Legal treatment of crypto-currency
    • Regulatory treatment of crypto-currency
  • Consumer Credit & Mortgages for Unregulated Firms
    • What is credit?
    • What is a financial accommodation?
    • What is not credit
    • Exemptions for business lending
    • What is a regulated mortgage?
    • Exemptions

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Seminar | 17.11.2022

London | 10:00am - 4:30pm

Financial Services Regulation - An Introduction for Corporate & Commercial Lawyers

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10:00am - 4:30pm
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Group bookings
Discounts are available for multiple places and if you have 5 or more people interested in this course and would like to discuss holding it in your area or on an in-house basis then please email us at group@mblseminars.com
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