Type Speaker CPD Hours Level
3 IntroductionInformation
Accreditation Information
SRA Competency B


Given the regulatory scrutiny upon outsourcing arrangements and their increased use, this is an area of growing importance where businesses and their advisers need a current and thorough understanding of the issues.

This live broadcast session will draw upon a series of practical examples to explain the most important areas in practice upon which to focus attention.

What You Will Learn

This live and interactive broadcast will cover the following:

  • The basics of outsourcing
  • What constitutes a material outsourcing arrangement and why that matters
  • What you need to be mindful of when dealing with regulators and why regulators are concerned about outsourcing
  • The provisions that apply to all authorised firms in the financial services sector
  • The additional provisions that apply to certain specific authorised firms
  • A review and checklist of the main issues that typically arise when negotiating outsourcing contracts
  • Lessons to be learnt from enforcement action taken by the regulators
  • Internal outsourcing policies for businesses - what they should contain and practical points

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.

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Learn Live | 19.11.2019

N/A | 1:00pm - 4:00pm

Financial Services Outsourcing - An Introduction to the Regulatory Issues

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1:00pm - 4:00pm

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Discounts are available for multiple places. If you have 5 or more people interested in participating in this virtual learning session please email us at information@mblseminars.com for more information.

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