1
Type Speaker CPD Hours Level
1 UpdateInformation
Accreditation Information
SRA Competency B

Introduction

The Brexit transition period will end on 31 December 2020, leaving firms to navigate a new regulatory regime.

This new virtual classroom seminar will explore the new landscape and provide financial services professionals with a forum to discuss evolving issues.

What You Will Learn

This live and interactive session will cover the following:

  • Onshoring EU Rules into UK Rules and Legislation:
    • The market abuse regime
    • The FCA's approach to EU non-legislative materials
    • Group discussion on problems encountered in practice
  • The Temporary Transitional Power:
    • The scope of the FCA's power to waive or modify new UK rules
    • How the FCA have used that power
    • Group discussion on whether it has helped firms adjust to the new regime
  • Equivalence:
    • An update on the latest equivalence discussions and decisions
    • Group discussion on the practical difficulties for cross-border firms
  • The Temporary Permissions Regime:
    • An analysis of the regime
    • An update on its use by EEA firms and funds
    • Group discussion on its effectiveness

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.

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Learn Live | 28.01.2021

N/A | 9:00am - 10:00am


FCA Compliance & Regulation - ‘Equivalence’ & More Post Brexit

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Jan
28
2021
 
9:00am - 10:00am

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Individual licence
£121.50
£135
£270
Group bookings
Discounts are available for multiple places. If you have 4 or more people interested in participating in this virtual learning session please email us at information@mblseminars.com for more information.

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