FCA Compliance - The Rules & Regulations You Need to Know
Compliance in financial services is continuously evolving with a range of regulatory initiatives appearing each year.
The financial crash is still having a profound impact on compliance with the FCA, UK Government and European Union still producing measures to ensure the soundness of the market and the fair treatment of customers. As a compliance professional you must ensure that you are fully versed with recent and upcoming changes.
This introductory level webinar is designed to provide an update on the regulatory horizon so that you are fully up to speed and protected against action from the powerful and pro-active financial regulators.
What You Will Learn
This webinar will cover the following:
- Introduction to the FCA and FSMA
- PRIN / TCF
- FCA Business Plan - the regulator's priorities over this year