1
Type Speaker CPD Hours Level
Webinar
1.25 UpdateInformation
Accreditation Information
SRA Competency B

Introduction

This newly updated webinar will look at the FCA’s response to the dangers for retail investors posed by cryptoasset derivatives, changes to the Financial Crime Guide which came into effect in October 2020 and recent enforcement actions.

It is suitable for senior managers at FCA-authorised firms, compliance officers and financial services lawyers.

What You Will Learn

This webinar will cover the following:

  • The Financial Crime Guide: A firm’s guide to countering financial crime risks - The FCA’s recent amendments to the Guide as regards anti-money laundering procedures, including customer due diligence checks and handling higher risk situations, in force as of October 2020
  • MiFID II - Brexit, the temporary transitional power and MiFID transaction reporting
  • Cryptoassets - The FCA’s new rules banning the sale of derivatives and exchange traded notes that reference certain types of cryptoassets to retail consumers, in force as of January 2021
  • Sanctions - A review of the recent FCA proceedings for market abuse and market manipulation

This pre-recorded webinar will be streamed at 12:30pm on Tuesday 27th April 2021 and will remain available to view by delegates who have registered by then for 90 days.

New: Enjoy unlimited 24/7 access to over 930 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

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Webinar | 27.04.2021

Unlimited Viewers | 1hr


FCA Compliance - The Latest Update on MiFID II, AML & Cryptoassets

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Apr
27
2021
1hr
Unlimited viewers
at your organisation
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Smart
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Standard
Unlimited User Licence
£62.50
£125
£250
New: Enjoy unlimited 24/7 access to over 930 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

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