FCA Compliance - The Latest Update on MiFID II, AML & Cryptoassets
This newly updated webinar will look at the FCA’s response to the dangers for retail investors posed by cryptoasset derivatives, changes to the Financial Crime Guide which came into effect in October 2020 and recent enforcement actions.
It is suitable for senior managers at FCA-authorised firms, compliance officers and financial services lawyers.
What You Will Learn
This webinar will cover the following:
- The Financial Crime Guide: A firm’s guide to countering financial crime risks - The FCA’s recent amendments to the Guide as regards anti-money laundering procedures, including customer due diligence checks and handling higher risk situations, in force as of October 2020
- MiFID II - Brexit, the temporary transitional power and MiFID transaction reporting
- Cryptoassets - The FCA’s new rules banning the sale of derivatives and exchange traded notes that reference certain types of cryptoassets to retail consumers, in force as of January 2021
- Sanctions - A review of the recent FCA proceedings for market abuse and market manipulation
This pre-recorded webinar will be streamed at 12:30pm on Tuesday 27th April 2021 and will remain available to view by delegates who have registered by then for 90 days.
at your organisation