1
Type Speaker CPD Hours Level
3 IntermediateInformation
Accreditation Information
SRA Competency D

Introduction

The CLC occupies a unique position.

As a specialist property regulator, established to promote competition in the conveyancing market, it regulates a community with a focus on conveyancing and land law. This position has generated a different style of regulation to the other legal services regulators. CLC practices undergo regular inspections; there is a conveyancing focused handbook and set of accounts rules with distinct requirements; and many practices have frequent contact with the regulator.

This virtual classroom seminar summarizes the different parts of the CLC Handbook, with an in depth look at common regulatory issues and CLC requirements; a summary of the CLC accounts rules; and ideas of how to prepare for a CLC inspection.

It is suitable for those working in or setting up a CLC firm or considering transferring to CLC regulation. This is a safe session, and you will not be expected to discuss compliance in your own firm.

What You Will Learn

This live and interactive session will cover the following:

  • The structure of the overall CLC Handbook
  • The practising arrangements available under CLC regulation
  • Specific CLC regulatory requirements, including in the following areas:
    • Client care and complaint handling
    • Undertakings
    • Conflicts of interest
    • Anti-Money Laundering and the relationship to the Money Laundering Regulations
    • File and insurance requirements
    • CLC accounts rules
  • How the CLC regulate, including:
    • A discussion of regular inspections, their outcomes, and how to prepare

Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.

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Learn Live | 24.01.2022

N/A | 12:30pm - 3:30pm


CLC Compliance & Regulation - A Practical Guide

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Jan
24
2022
 
12:30pm - 3:30pm

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£121.50
£135
£270
Group bookings
Discounts are available for multiple places. If you have 5 or more people interested in participating in this virtual learning session please email us at information@mblseminars.com for more information.

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