1
Type Speaker CPD Hours Level
Webinar
& DVD
1.25 UpdateInformation
Accreditation Information
SRA Competency A D

Introduction

This webinar will focus on the critical aspects of Customer Due Diligence (CDD) and also be a reminder of the importance of ‘know your client’ - KYC.

It will give you an insight into the importance of knowing who your client is, before undertaking their instructions. It will also discuss key questions that we should also be undertaking - source of wealth and source of funds - and will further discuss the crucial importance of the other duty, that of ongoing monitoring.

It will also focus on the SRA’s recently-increased attention to the issues of PEPs, sanctions, procedural efficacy and risk assessment.

What You Will Learn

This webinar will cover the following:

  • CDD in theory and reality - key questions to ask of clients
  • Who checks the credentials? Are they actually checking the right things?
  • What to do if you spot something unusual - internal and external reporting
  • Key aspects of KYC
  • Duties of ongoing monitoring
  • Key points arising from recent SRA thematic reviews

Quick Quiz - Test Your Knowledge: Money Laundering

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AML Compliance - Customer Due Diligence & KYC

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Webinar/DVD | DVD

Individual Licence | 1hr


AML Compliance - Customer Due Diligence & KYC

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DVD
1hr

Added to basket

Webinar/DVD | DVD

Unlimited Viewers | 1hr


AML Compliance - Customer Due Diligence & KYC

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Continue Shopping
Unlimited viewers
at your organisation
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Season
Ticket Information
Standard
£62.50
£125
£250
DVDs are subject to shipping & handling costs of £5 + VAT per DVD
New: Enjoy unlimited 24/7 access to over 782 webinars with an MBL Annual Webinar Subscription. Email webinarsubscription@mblseminars.com for details.

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