A Practical Guide to FCA Regulation for Employment Lawyers & HR Advisers - Live at Your Desk
This new live broadcast session is aimed at employment lawyers and HR advisers and will help you understand the regulatory obligations for employees and employers in the financial services sector.
The session will cover the key objectives of the FCA and PRA and will cover the areas of particular concern for the regulator which will allow you to identify areas within your organisation which require further scrutiny and resource in order to minimise the risk of sanction.
It will also provide an insight into the Senior Managers and Certification Regime (SM&CR) and what this means practically for individuals and their employers.
What You Will Learn
This live and interactive broadcast will cover the following:
- The objectives and powers of the FCA and PRA
- The expansion of the Senior Manager and Certification Regime and impact on the industry
- Fitness and propriety and the Conduct Rules
- Notification to the regulators
Recording of live sessions: Soon after the Learn Live session has taken place you will be able to go back and access the recording - should you wish to revisit the material discussed.