A New Era of Regulation Post-SMCR - A Bite-Sized Guide for Financial Services

Introduction

There is a danger in thinking that it is now ‘business as usual’ - however, this was only the start of continued and progressive change within FCA authorised firms.

This short webinar is aimed at those who want to be ‘switched on’ to what lies ahead.

Evidencing ‘compliance’ is no longer the right way to interpret what the FCA is looking for and it is vital that firms continue to look ahead at this new era, in order to keep pace.

The webinar will help you to define your frame of reference and fully understand what lies behind SMCR as a new era of regulation.

What You Will Learn

This webinar will cover the following:

• How the financial services environment is changing
• Doing away with a ‘tick-box’ exercise
• Implementing your future compliance framework
• Encouraging the right behaviours
• Examining best business practice

This webinar was recorded on 4th March 2024