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Financial Services Seminars > (49 results)

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Seminar
6 CPD Hours
New
How to Manage Risk - A Strategic Approach for In-House Lawyers
Seminar
6 CPD Hours
New
Post-SMCR - Joining the Dots
Seminar
6 CPD Hours
New
Under the Spotlight - A Guide to Market Abuse Regulation
Seminar
6 CPD Hours
New
Post-SMCR - Developing the Next Generation in Financial Services
Seminar
3 CPD Hours
New
Delegated Authorities in the Insurance Market - Conduct Risk Issues Explained
Seminar
6 CPD Hours
New
Conduct of Business Rules - A Guide for Financial Services Professionals
Seminar
3 CPD Hours
New
Drafting & Negotiating Cloud Contracts - An Introduction
Seminar
3 CPD Hours
New
A Practical Guide to FCA Regulation for Employment Lawyers & HR Advisers
Seminar
3 CPD Hours
Regulatory Engagement Workshop - For FCA Authorised Firms
Seminar
5 CPD Hours
Evidencing Senior Managers' Responsibilities - A Guide for FCA Authorised Firms under SMCR
Seminar
6 CPD Hours
Leadership for Senior Managers - A Guide for FCA Authorised Firms under SMCR
Seminar
3 CPD Hours
An Introduction to Investment Funds - UCITS & More
Seminar
12 CPD Hours
The Fundamentals of the Senior Compliance Role - For FCA Authorised Firms
Seminar
6 CPD Hours
Vulnerable Customers - A Guide for FCA Authorised Firms
Seminar
6 CPD Hours
Third Party Due Diligence - What the FCA Expects
Seminar
6 CPD Hours
Managing Conflicts of Interest for FCA Authorised Firms - A Practical Guide
Seminar
3 CPD Hours
An Introduction to the Regulation of Mortgages & Secured Lending - Unravelling the FSMA
Seminar
3 CPD Hours
FCA Compliance for Certified Staff & Financial Services Employees - New SMCR Conduct Rules Explained
Seminar
6 CPD Hours
FCA Compliance - New SMCR Conduct Rules for Senior Managers & Non Executive Directors
Seminar
6 CPD Hours
Inside a Hedge Fund - Who, What & How?
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