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Financial Services Seminars > (57 results)

If you require a more detailed list of events within a specific practice area, location or date range please contact us at information@mblseminars.com and our bookings team will be happy to provide this for you.

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Seminar
12 CPD Hours
New
The Fundamentals of the Senior Compliance Role - For FCA Authorised Firms
Seminar
6 CPD Hours
New
Vulnerable Customers - A Guide for FCA Authorised Firms
Seminar
6 CPD Hours
New
Preparing a Robust FCA Application for Authorisation - A Guide to Best Practice
Seminar
6 CPD Hours
New
Third Party Due Diligence - What the FCA Expects
Seminar
6 CPD Hours
New
Whistleblowing in Financial Services - What the FCA Expects
Seminar
6 CPD Hours
New
Managing Conflicts of Interest for FCA Authorised Firms - A Practical Guide
Seminar
6 CPD Hours
New
MiFIR Transaction Reporting - The Ins & Outs
Seminar
3 CPD Hours
New
New Laws on Unexplained Wealth - UWOs, Civil Recovery & Cash Forfeiture
Seminar
6 CPD Hours
New
Handling Client Assets & Money in Financial Services & Investment Firms - The FCA Zero Tolerance Rules
Seminar
6 CPD Hours
New
Handling Client Assets & Money in Insurance Intermediaries - A Guide to Compliance
Seminar
6 CPD Hours
New
An Introduction to the FCA Authorisation Regime
Seminar
3 CPD Hours
New
An Introduction to Group Litigation Orders in Financial Services Claims
Seminar
6 CPD Hours
New
Demonstrating a Positive Culture - Learn What the FCA Expects in Authorised & Regulated Firms
Seminar
3 CPD Hours
New
An Introduction to the Regulation of Mortgages & Secured Lending - Unravelling the FSMA
Seminar
3 CPD Hours
New
Tax Offences & the New Corporate Facilitation Offence
Seminar
6 CPD Hours
New
Bond Repurchase Agreements (Repos) - An Introductory Insight
Seminar
6 CPD Hours
New
International Payments - Market Trends & More
Seminar
6 CPD Hours
New
Internal Audits - Best Practice for Quality Assurance & Reporting
Seminar
3 CPD Hours
New
FCA Compliance for Financial Services Staff - New Conduct Rules Explained
Seminar
6 CPD Hours
New
FCA Compliance - New Conduct Rules for Senior Managers & Non Executive Directors
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